Personnel SFC Licences and HKMA Registrations (ID 94772)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2018-11-07	-
China Sunrise Securities (International) Limited	Rep	Advising on securities	2017-10-18	2018-09-10
China Sunrise Asset Management Limited	Rep	Advising on securities	2016-09-05	2017-10-13
	Rep	Asset management	2016-09-05	2017-10-13
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2015-01-23	2016-07-22
ORIENTAL PATRON SECURITIES LIMITED	Rep	Advising on securities	2012-07-17	2015-01-05
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2008-07-31	2012-07-06
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2006-11-13	2008-07-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.