Personnel Hong Kong SFC License Details (ID 94776)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2022-06-09	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2020-07-15	-
	RO	Dealing in securities	2020-07-15	-
	Rep	Advising on securities	2012-07-10	2020-07-15
	Rep	Dealing in securities	2012-07-10	2020-07-15
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2011-03-25	2012-06-24
	Rep	Dealing in securities	2011-03-25	2012-06-24