| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2022-06-20 | - |
| Rep | Advising on securities | 2022-06-20 | - | |
| Rep | Asset management | 2022-06-20 | - | |
| Rep | Dealing in futures contracts | 2022-06-20 | - | |
| Rep | Dealing in securities | 2022-06-20 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-06-20 | - |
| CEB International Asset Management Corporation Limited | Rep | Advising on securities | 2017-01-13 | 2018-07-12 |
| Rep | Asset management | 2017-01-13 | 2018-07-12 | |
| CEB International Capital Corporation Limited | Rep | Dealing in securities | 2016-05-16 | 2016-11-03 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-05-27 | 2016-03-18 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-05-27 | 2016-03-18 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-05-21 | 2015-04-22 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-04-16 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-08-01 | 2015-04-22 |
No HKMA registrations in the collected records.