Personnel Hong Kong SFC License Details (ID 94793)

Personnel Hong Kong SFC License Details (ID 94793)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	RO	Advising on securities	2020-03-19	-
	RO	Dealing in securities	2020-03-19	-
	Rep	Advising on securities	2019-12-06	2020-03-19
	Rep	Dealing in securities	2019-12-06	2020-03-19
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2015-12-11	2019-11-25
	RO	Dealing in securities	2015-12-11	2019-11-25
	Rep	Advising on securities	2015-01-21	2015-12-11
	Rep	Dealing in securities	2015-01-21	2015-12-11
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2014-11-25	2015-01-01
	Rep	Advising on securities	2014-09-29	2015-01-01
	Rep	Dealing in securities	2010-09-29	2015-01-01
	Rep	Advising on corporate finance	2010-07-13	2010-09-08
	Rep	Advising on securities	2010-07-13	2010-09-08
	Rep	Dealing in securities	2010-07-13	2010-09-08
	Rep	Dealing in securities	2005-03-23	2005-10-01