Personnel Hong Kong SFC License Details (ID 94802)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	RO	Dealing in securities	2023-02-27	2026-03-27
	Rep	Dealing in securities	2023-02-02	2023-02-27
CMB International Securities Limited	Rep	Advising on securities	2017-08-15	2022-07-22
	Rep	Dealing in securities	2017-08-15	2022-07-22
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-02-13	2017-07-15
	Rep	Dealing in securities	2011-07-28	2017-02-12
	Rep	Dealing in securities	2008-06-11	2009-09-30