| SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on futures contracts | 2013-10-03 | 2014-07-31 |
| Rep | Dealing in futures contracts | 2013-05-24 | 2014-07-31 |
| RO | Advising on securities | 2012-11-26 | 2014-07-31 |
| Rep | Dealing in securities | 2012-11-26 | 2014-07-31 |
| SINOPAC FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | 2012-09-11 | 2013-03-11 |
| Rep | Dealing in futures contracts | 2012-05-10 | 2014-03-31 |
| RO | Asset management | 2012-04-10 | 2014-03-31 |
| Rep | Asset management | 2012-01-30 | 2012-04-10 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | Asset management | 2011-10-06 | 2014-07-31 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2009-10-16 | 2011-02-21 |
| Rep | Asset management | 2009-10-16 | 2011-02-21 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Asset management | 2009-09-03 | 2011-10-06 |
| AISANCE ASSET MANAGEMENT LIMITED | RO | Asset management | 2005-11-22 | 2009-08-06 |