Personnel Hong Kong SFC License Details (ID 94817)

Personnel Hong Kong SFC License Details (ID 94817)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Central International Securities Limited	RO	Advising on securities	2026-06-16	-
	RO	Dealing in securities	2026-06-16	-
Mint Capital Limited (HK)	RO	Advising on securities	2025-09-17	2026-05-10
	RO	Asset management	2025-09-17	2026-05-10
Pulun International Asset Management Limited	RO	Asset management	2024-08-28	2025-09-12
Pulun International Securities Limited	RO	Advising on securities	2024-08-28	2025-09-12
	RO	Dealing in securities	2024-08-28	2025-09-12
Pulun International Capital Limited	RO	Advising on corporate finance	2024-04-29	2025-09-12
	RO	Advising on corporate finance	2020-06-22	2024-02-28
	Rep	Advising on corporate finance	2020-05-05	2020-06-22
RaffAello Capital Limited	RO	Advising on corporate finance	2015-08-03	2020-02-25
	Rep	Advising on corporate finance	2015-06-17	2015-08-03
FORTUNE FINANCIAL CAPITAL LIMITED	RO	Advising on corporate finance	2015-02-04	2015-06-14
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2013-10-02	2015-06-14
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2013-10-02	2015-02-04
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2009-11-03	2013-09-22
	Rep	Advising on securities	2009-11-03	2013-09-22
	Rep	Dealing in securities	2009-11-03	2013-09-22