Personnel Hong Kong SFC License Details (ID 94820)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2014-09-01	2024-03-01
SJS Markets Limited	RO	Dealing in securities	2005-03-02	2014-02-27
C F C SECURITIES LIMITED	RO	Dealing in securities	2004-06-18	2005-12-05
	Rep	Advising on corporate finance	-	2004-06-18
	Rep	Advising on securities	-	2004-06-18
	Rep	Asset management	-	2004-06-18
	Rep	Dealing in securities	-	2004-06-18