Personnel Hong Kong SFC License Details (ID 94834)

Personnel Hong Kong SFC License Details (ID 94834)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2025-06-24	-
ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED	RO	Dealing in securities	2021-10-04	2025-06-01
	Rep	Dealing in securities	2017-09-15	2021-10-04
THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED	Rep	Dealing in securities	2016-05-03	2017-04-21
BOCHK Asset Management Limited	Rep	Advising on securities	2016-02-25	2016-04-29
	Rep	Dealing in securities	2016-02-25	2016-04-29
PineBridge Investments Asia Limited	Rep	Advising on securities	2014-06-19	2015-11-20
	Rep	Dealing in securities	2014-06-19	2015-11-20
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2014-06-19	2015-11-20
JUPITER ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	Advising on securities	2008-10-17	2014-03-31
	Rep	Dealing in securities	2008-10-17	2014-03-31
SG ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2007-09-27	2008-10-06
	Rep	Asset management	2007-08-21	2008-10-06
	Rep	Advising on securities	2007-07-16	2008-10-06
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2006-01-26	2007-06-25
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-05-10	2005-12-17