Personnel SFC Licences and HKMA Registrations (ID 94838)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BAN HIN SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-03-15	-
Huayu Securities Limited	Rep	Dealing in securities	2005-09-16	2018-02-09
MANBLE SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-01-15
	Rep	Asset management	2003-04-01	2005-01-15
	Rep	Advising on securities	2003-04-01	2005-09-15
	Rep	Dealing in securities	2003-04-01	2005-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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