| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2026-03-19 | - |
| RO | Advising on securities | 2026-03-19 | - |
| RO | Dealing in futures contracts | 2026-03-19 | - |
| RO | Dealing in securities | 2026-03-19 | - |
| RO | Advising on futures contracts | 2020-01-13 | 2026-03-18 |
| RO | Dealing in futures contracts | 2020-01-13 | 2026-03-18 |
| RO | Advising on securities | 2018-10-11 | 2026-03-18 |
| RO | Dealing in securities | 2018-10-11 | 2026-03-18 |
| Rep | Advising on futures contracts | 2018-01-16 | 2020-01-13 |
| Rep | Dealing in futures contracts | 2018-01-16 | 2020-01-13 |
| Rep | Advising on securities | 2013-05-06 | 2018-10-11 |
| Rep | Dealing in securities | 2011-04-26 | 2018-10-11 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-02-09 | 2011-03-01 |