Personnel Hong Kong SFC License Details (ID 94858)

Personnel Hong Kong SFC License Details (ID 94858)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dymon Asia Capital (HK) Limited	Rep	Asset management	2026-07-02	-
	Rep	Dealing in securities	2026-07-02	-
Jefferies Hong Kong Limited	Rep	Advising on securities	2023-09-18	2026-03-23
	Rep	Dealing in securities	2018-12-20	2026-03-23
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-09-04	2018-09-18
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2011-01-19	2015-08-31
	Rep	Dealing in securities	2011-01-19	2015-08-31
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2009-04-22	2010-12-24
	Rep	Dealing in securities	2009-04-22	2010-12-24