Personnel Hong Kong SFC License Details (ID 94859)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Asset management	2014-12-29	2015-08-06
	Rep	Advising on securities	2013-06-24	2015-08-06
	Rep	Dealing in securities	2013-06-24	2015-08-06
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2011-06-16	2012-12-31