| Ovata Capital Management Limited | Rep | Asset management | 2024-05-13 | 2025-10-17 |
| FLOW TRADERS HONG KONG LIMITED | Rep | Dealing in futures contracts | 2023-02-16 | 2023-05-08 |
| Rep | Dealing in securities | 2023-02-16 | 2023-05-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-07-14 | 2022-10-05 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-07-14 | 2022-10-05 |
| Rep | Dealing in securities | 2015-07-14 | 2022-10-05 |
| CSOP Asset Management Limited | Rep | Advising on securities | 2012-05-23 | 2015-07-10 |
| Rep | Asset management | 2012-05-23 | 2015-07-10 |
| SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | Advising on securities | 2011-08-12 | 2012-05-16 |
| Rep | Asset management | 2011-08-12 | 2012-05-16 |
| Neuberger Berman Asia Limited | Rep | Advising on securities | 2011-05-19 | 2011-07-11 |
| Rep | Asset management | 2011-05-19 | 2011-07-11 |
| Rep | Dealing in securities | 2011-05-19 | 2011-07-11 |
| SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | Advising on futures contracts | 2008-09-05 | 2010-12-11 |
| Rep | Advising on securities | 2008-09-05 | 2011-05-13 |
| Rep | Asset management | 2008-09-05 | 2011-05-13 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-07-24 | 2008-08-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2008-08-01 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2008-08-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-06-23 | 2008-08-01 |