Personnel Hong Kong SFC License Details (ID 94876)

Personnel Hong Kong SFC License Details (ID 94876)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Somerley Capital Limited	RO	Advising on corporate finance	2013-12-27	-
Shang International Finance Limited	RO	Advising on corporate finance	2010-04-12	2014-06-03
Goldin Financial Limited	RO	Advising on corporate finance	2009-06-01	2010-02-26
PIPER JAFFRAY ASIA LIMITED	RO	Advising on corporate finance	2007-01-26	2008-03-17
Mason Securities Limited	RO	Advising on corporate finance	2004-10-21	2006-11-01
	Rep	Advising on securities	2003-04-01	2004-09-22
	Rep	Asset management	2003-04-01	2004-09-22
	Rep	Advising on corporate finance	2003-04-01	2004-10-21