Personnel Hong Kong SFC License Details (ID 94877)

Personnel Hong Kong SFC License Details (ID 94877)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Metro Ascent Capital Limited	RO	Advising on corporate finance	2017-07-28	-
	RO	Advising on securities	2017-07-28	-
	RO	Dealing in securities	2017-07-28	-
Shang International Finance Limited	RO	Advising on corporate finance	2011-01-10	2016-12-28
	RO	Advising on securities	2011-01-10	2016-12-28
	RO	Dealing in securities	2011-01-10	2016-12-28
	Rep	Advising on corporate finance	2010-07-20	2011-01-10
	Rep	Advising on securities	2010-07-20	2011-01-10
	Rep	Dealing in securities	2010-07-20	2011-01-10
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2009-12-30	2010-07-11
	Rep	Advising on securities	2009-12-30	2010-07-11
	Rep	Dealing in securities	2009-12-30	2010-07-11