Personnel Hong Kong SFC License Details (ID 94878)

Personnel Hong Kong SFC License Details (ID 94878)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Somerley Capital Limited	RO	Advising on corporate finance	2013-12-31	-
Shang International Finance Limited	RO	Advising on corporate finance	2011-05-16	2014-04-17
	Rep	Advising on securities	2007-09-11	2011-06-01
	Rep	Dealing in securities	2007-09-11	2011-06-01
	Rep	Advising on corporate finance	2007-06-11	2011-05-16
REXCAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2004-11-08	2007-05-21
HENCO CAPITAL LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-11-03