Personnel Hong Kong SFC License Details (ID 94883)

Personnel Hong Kong SFC License Details (ID 94883)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ignite Capital (Asia Pacific) Limited	RO	Advising on corporate finance	2024-12-05	2025-08-18
	RO	Dealing in securities	2024-12-05	2025-08-18
UZen Securities Limited	RO	Dealing in securities	2023-04-17	2024-09-03
	Rep	Dealing in securities	2022-11-23	2023-04-17
Opus Capital Limited (HK)	RO	Dealing in securities	2019-03-12	2022-12-10
	RO	Advising on corporate finance	2019-03-12	2024-11-22
	Rep	Advising on corporate finance	2018-06-20	2019-03-12
	Rep	Dealing in securities	2018-06-20	2019-03-12
QUAM CAPITAL LIMITED	Rep	Advising on corporate finance	2018-01-02	2018-04-19
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-09-21	2017-12-12
	Rep	Advising on securities	2017-09-21	2017-12-12
	Rep	Dealing in securities	2017-09-21	2017-12-12
Somerley Capital Limited	Rep	Advising on corporate finance	2013-11-04	2017-08-31
	Rep	Dealing in securities	2013-11-04	2017-08-31
Shang International Finance Limited	Rep	Advising on corporate finance	2010-04-14	2014-06-03
	Rep	Advising on securities	2010-04-14	2014-06-03
	Rep	Dealing in securities	2010-04-14	2014-06-03