| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Rainbow Capital (HK) Limited | RO | Dealing in securities | 2021-04-20 | - |
| RO | Advising on corporate finance | 2020-01-03 | - | |
| QUAM CAPITAL LIMITED | Rep | Dealing in securities | 2018-10-30 | 2019-12-31 |
| RO | Advising on corporate finance | 2018-07-03 | 2019-12-31 | |
| Rep | Advising on corporate finance | 2018-04-20 | 2018-07-03 | |
| Yi Shun Da Capital Limited | RO | Advising on corporate finance | 2018-02-23 | 2018-04-11 |
| RO | Dealing in securities | 2018-02-23 | 2018-04-11 | |
| Rep | Advising on corporate finance | 2017-11-22 | 2018-02-23 | |
| Rep | Dealing in securities | 2017-11-22 | 2018-02-23 | |
| CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2016-01-11 | 2017-10-18 |
| Rep | Advising on securities | 2016-01-11 | 2017-10-18 | |
| Rep | Dealing in securities | 2016-01-11 | 2017-10-18 | |
| Somerley Capital Limited | Rep | Advising on corporate finance | 2013-11-04 | 2015-12-04 |
| Rep | Dealing in securities | 2013-11-04 | 2015-12-04 | |
| Shang International Finance Limited | Rep | Advising on corporate finance | 2010-09-03 | 2014-04-15 |
| Rep | Advising on securities | 2010-09-03 | 2014-04-15 | |
| Rep | Dealing in securities | 2010-09-03 | 2014-04-15 |
No HKMA registrations in the collected records.