| Global Prosperity Financial Company Limited | RO | Advising on securities | 2022-11-16 | - |
| RO | Asset management | 2022-11-16 | - |
| RO | Dealing in securities | 2022-11-16 | - |
| Tongfang Securities Limited | RO | Advising on securities | 2015-07-17 | 2022-09-30 |
| RO | Asset management | 2015-07-17 | 2022-09-30 |
| RO | Dealing in securities | 2015-07-17 | 2022-09-30 |
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2014-04-23 | 2015-07-17 |
| RO | Asset management | 2014-04-23 | 2015-07-17 |
| RO | Dealing in securities | 2014-04-23 | 2015-07-17 |
| Rep | Asset management | 2014-01-22 | 2014-04-23 |
| ABCI Securities Company Limited | Rep | Dealing in securities | 2012-12-11 | 2013-03-01 |
| ABCI ASSET MANAGEMENT LIMITED | RO | Asset management | 2012-10-18 | 2013-03-01 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | Advising on securities | 2010-04-19 | 2011-10-14 |
| RO | Asset management | 2009-08-18 | 2011-10-14 |
| GUOTAI JUNAN FUND MANAGEMENT LIMITED | RO | Asset management | 2008-05-29 | 2008-11-14 |
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | RO | Advising on securities | 2007-01-08 | 2008-11-14 |
| Rep | Advising on securities | 2006-06-05 | 2006-06-13 |
| RO | Asset management | 2006-06-05 | 2008-11-14 |
| Rep | Asset management | 2006-05-11 | 2006-06-05 |
| SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2005-07-27 | 2006-01-17 |
| Ethk Funds Limited | RO | Advising on securities | 2005-01-13 | 2005-07-05 |
| RO | Asset management | 2005-01-13 | 2005-07-05 |
| ICBC Asset Management (Global) Company Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-01 |
| Rep | Advising on futures contracts | 2003-04-01 | 2003-10-01 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-01 |
| Rep | Asset management | 2003-04-01 | 2003-10-01 |