Personnel Hong Kong SFC License Details (ID 94896)

Personnel Hong Kong SFC License Details (ID 94896)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEAR BRIGHT LIMITED	RO	Asset management	2015-10-30	-
	RO	Advising on securities	2014-07-17	-
	RO	Dealing in securities	2014-07-17	2024-09-03
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-12-14	2014-03-27
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2010-09-10	2014-03-27
	Rep	Asset management	2010-09-10	2014-03-27
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2010-09-10	2014-03-27
BEAR BRIGHT LIMITED	RO	Advising on securities	2008-07-29	2010-07-21
Axis Capital Management Limited	RO	Advising on securities	2008-04-15	2008-05-31
	Rep	Asset management	2008-04-15	2008-05-31
	Rep	Advising on securities	2008-03-07	2008-04-15
BEAR BRIGHT LIMITED	RO	Advising on securities	2003-04-01	2008-02-28