| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2012-01-19 | 2014-06-03 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-01-19 | 2014-06-03 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Advising on securities | 2011-01-19 | 2012-01-04 |
| Rep | Asset management | 2011-01-19 | 2012-01-04 |
| SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-01-19 | 2012-01-04 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-01-19 | 2012-01-04 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-19 | 2012-01-04 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2008-02-04 | 2008-10-24 |
| Rep | Dealing in securities | 2008-02-04 | 2008-10-24 |
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-10-05 | 2007-11-01 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-04-06 | 2007-07-05 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-04-06 | 2007-07-05 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2005-06-21 | 2005-11-24 |
| Rep | Dealing in securities | 2005-06-21 | 2005-11-24 |
| SUNWAH KINGSWAY FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-21 | 2005-11-24 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-05-11 | 2005-06-17 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2003-07-09 |
| Rep | Advising on securities | - | 2003-07-09 |
| Rep | Asset management | - | 2003-07-09 |
| Rep | Dealing in securities | - | 2005-06-17 |