Webb-site Legacy

Wang, Lai Ling 王麗玲

SFC ID:ANN465

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2016-01-13	2017-04-18
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on securities	2015-08-27	2015-12-25
	Rep	Dealing in securities	2015-08-27	2015-12-25
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2011-08-26	2015-08-04
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2011-08-26	2015-08-04
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2010-08-30	2011-07-21
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on securities	2009-07-14	2010-07-30
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2006-08-11	2009-06-30