Personnel Hong Kong SFC License Details (ID 94901)

Personnel Hong Kong SFC License Details (ID 94901)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA RESEARCH LIMITED	RO	Advising on securities	2024-04-24	-
South China Investment Management Limited	RO	Asset management	2017-10-30	-
	Rep	Asset management	2016-12-19	2017-10-30
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2016-12-19	2020-02-18
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2015-08-21	2016-12-19
	Rep	Asset management	2015-08-21	2016-12-19
SCTRADE.COM LIMITED	RO	Advising on securities	2003-04-01	2004-02-09
	RO	Asset management	2003-04-01	2004-02-09
	RO	Dealing in securities	2003-04-01	2004-02-09
SOUTH CHINA COMMODITIES LIMITED	RO	Dealing in futures contracts	2003-04-01	-
	RO	Advising on futures contracts	2003-04-01	2005-01-31
	RO	Asset management	2003-04-01	2005-01-31
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2003-04-01	-
	RO	Advising on securities	2003-04-01	2005-01-31
	RO	Asset management	2003-04-01	2005-01-31
	RO	Providing automated trading services	2003-04-01	2005-01-31