| DH International Fund Management Limited | RO | Advising on securities | 2023-06-28 | 2025-05-31 |
| RO | Asset management | 2023-06-28 | 2025-05-31 |
| Phoenician Limited (HK) | RO | Advising on securities | 2022-08-31 | 2022-09-25 |
| RO | Asset management | 2022-08-31 | 2022-09-25 |
| Phoenician Securities Limited | RO | Dealing in securities | 2022-08-31 | 2022-09-25 |
| Lindale Capital Limited | RO | Advising on securities | 2021-06-21 | 2022-02-28 |
| RO | Asset management | 2021-06-21 | 2022-02-28 |
| RO | Dealing in securities | 2021-06-21 | 2022-02-28 |
| TANG PING KONG LIMITED | RO | Advising on securities | 2017-02-14 | 2020-09-30 |
| RO | Asset management | 2017-02-14 | 2020-09-30 |
| RO | Dealing in securities | 2016-10-14 | 2020-09-30 |
| Rep | Dealing in securities | 2016-09-21 | 2016-10-14 |
| IDS FOREX HK LIMITED | RO | Advising on securities | 2016-05-09 | 2016-06-30 |
| RO | Asset management | 2016-05-09 | 2016-06-30 |
| RO | Leveraged foreign exchange trading | 2014-09-17 | 2016-06-30 |
| South China Forex Limited | RO | Leveraged foreign exchange trading | 2013-08-16 | 2014-08-29 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Advising on securities | 2013-07-16 | 2014-08-29 |
| Rep | Asset management | 2013-07-16 | 2014-08-29 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-07-16 | 2014-08-29 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2013-07-16 | 2013-08-16 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-16 | 2014-08-29 |
| BRIGHT SMART FOREX LIMITED | RO | Leveraged foreign exchange trading | 2013-03-11 | 2013-06-13 |
| Bright Smart Asset Management Limited | Rep | Asset management | 2013-01-04 | 2013-06-13 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-01-04 | 2013-06-13 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2013-01-04 | 2013-06-13 |
| Rep | Dealing in securities | 2013-01-04 | 2013-06-13 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Advising on securities | 2012-07-24 | 2012-12-08 |
| Rep | Asset management | 2012-07-24 | 2012-12-08 |
| South China Forex Limited | RO | Leveraged foreign exchange trading | 2011-11-24 | 2012-12-08 |
| Rep | Leveraged foreign exchange trading | 2010-08-25 | 2011-11-24 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-15 | 2012-12-08 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-15 | 2012-12-08 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-19 | 2010-05-31 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-12-29 |
| Rep | Asset management | - | 2003-12-29 |
| Rep | Dealing in futures contracts | - | 2010-05-31 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | - | 2010-04-19 |