Personnel Hong Kong SFC License Details (ID 94909)

Personnel Hong Kong SFC License Details (ID 94909)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-04-22	2017-01-21
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-04-22	2017-01-21
SOUTH CHINA COMMODITIES LIMITED	Rep	Advising on futures contracts	-	2004-01-16
	Rep	Asset management	-	2004-01-16
	Rep	Dealing in futures contracts	-	2014-04-11
SOUTH CHINA SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-16
	Rep	Advising on securities	-	2004-01-16
	Rep	Asset management	-	2004-01-16
	Rep	Providing automated trading services	-	2004-01-16
	Rep	Dealing in securities	-	2014-04-11