| ARK GROUP HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2023-04-18 | 2025-11-10 |
| RO | Dealing in securities | 2023-04-18 | 2025-11-10 |
| Rep | Advising on securities | 2021-11-17 | 2023-04-18 |
| Rep | Dealing in securities | 2021-10-27 | 2023-04-18 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2021-09-28 |
| Rep | Dealing in securities | 2017-02-13 | 2021-09-28 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-06-14 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2016-06-14 | 2017-02-12 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-13 | 2017-02-12 |
| Rep | Dealing in securities | 2015-08-13 | 2017-02-12 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-03-18 | 2015-07-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-03-18 | 2015-07-22 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-01-27 | 2012-09-28 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-27 | 2012-09-28 |