Personnel Hong Kong SFC License Details (ID 94911)

Personnel Hong Kong SFC License Details (ID 94911)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Solo Securities Limited	RO	Advising on securities	2024-09-30	-
Solo Asset Management Limited	RO	Asset management	2021-12-20	-
	RO	Advising on futures contracts	2018-08-09	-
	Rep	Asset management	2018-08-03	2021-12-20
	RO	Advising on securities	2018-06-13	-
Solo Futures Limited	RO	Dealing in futures contracts	2017-02-28	-
Solo Securities Limited	RO	Dealing in securities	2017-02-28	-
Tung Shing Securities (Brokers) Limited	RO	Leveraged foreign exchange trading	2012-03-15	2013-11-17
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2011-11-29	2013-11-17
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2011-11-29	2013-11-17
South China Forex Limited	RO	Leveraged foreign exchange trading	2011-02-02	2011-09-26
	Rep	Leveraged foreign exchange trading	2010-06-21	2011-02-02
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-07-29	2011-09-26
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2009-07-29	2011-09-26
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-08-16	2009-07-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-01-27	2009-07-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-01-27	2009-07-11