Personnel Hong Kong SFC License Details (ID 94912)

Personnel Hong Kong SFC License Details (ID 94912)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2014-06-11	2017-01-21
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2014-06-11	2017-01-21
	Rep	Leveraged foreign exchange trading	2014-06-11	2017-01-21
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2012-04-16	2012-09-01
	Rep	Leveraged foreign exchange trading	2012-04-16	2012-09-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-04-16	2012-09-01
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2011-07-28	2012-04-02
South China Forex Limited	Rep	Leveraged foreign exchange trading	2011-07-28	2012-04-02
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2011-07-28	2012-04-02
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2010-02-18	2011-04-30
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-07-06	2011-04-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-07-06	2011-04-30
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2008-11-19	2009-04-20
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2008-11-19	2009-04-20
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-05-16	2008-11-06
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2008-02-19	2008-11-06