| CIF Securities Futures Limited | RO | Dealing in futures contracts | 2018-11-02 | 2020-05-31 |
| RO | Dealing in securities | 2018-11-02 | 2020-05-31 |
| CIF Global Markets (HK) Limited | RO | Leveraged foreign exchange trading | 2018-07-03 | 2020-05-31 |
| Rep | Leveraged foreign exchange trading | 2018-05-16 | 2018-07-03 |
| SBI FX Co., Limited | RO | Leveraged foreign exchange trading | 2016-07-21 | 2018-04-28 |
| Tung Shing Futures (Brokers) Limited | RO | Dealing in futures contracts | 2015-01-30 | 2016-05-28 |
| Tung Shing Securities (Brokers) Limited | RO | Leveraged foreign exchange trading | 2012-04-11 | 2016-05-28 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2012-03-16 | 2015-01-30 |
| Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2012-03-16 | 2012-04-11 |
| Rep | Dealing in securities | 2012-03-16 | 2016-05-28 |
| South China Forex Limited | RO | Leveraged foreign exchange trading | 2010-06-21 | 2011-12-20 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-10-15 | 2011-12-20 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-15 | 2011-12-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-08-12 | 2009-10-01 |
| RO | Leveraged foreign exchange trading | 2003-09-30 | 2009-10-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-25 | 2009-10-01 |
| PEACE TOWN FOREX LIMITED | RO | Leveraged foreign exchange trading | - | 2003-05-27 |
| PEACE TOWN FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-05-27 |
| Rep | Asset management | - | 2003-05-27 |
| Rep | Dealing in futures contracts | - | 2003-05-27 |