Personnel Hong Kong SFC License Details (ID 94919)

Personnel Hong Kong SFC License Details (ID 94919)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLAM Capital Limited	RO	Advising on securities	2019-02-11	-
	RO	Asset management	2019-02-11	-
	RO	Dealing in securities	2019-02-11	-
ZMF Asset Management Limited	RO	Advising on securities	2016-12-01	2019-01-30
	RO	Dealing in securities	2016-12-01	2019-01-30
	RO	Asset management	2016-03-22	2019-01-30
Seazen Resources Asset Management Limited	Rep	Advising on securities	2015-11-26	2016-03-17
	Rep	Asset management	2015-11-26	2016-03-17
	Rep	Dealing in securities	2015-11-26	2016-03-17
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2013-06-14	2015-11-06
	Rep	Asset management	2013-06-14	2015-11-06
South China Forex Limited	Rep	Leveraged foreign exchange trading	2010-08-03	2015-11-06
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-07-07	2015-11-06
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2010-07-07	2015-11-06
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-31	2010-03-26
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2008-10-27	2010-03-26
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2008-08-13	2010-03-26