Personnel Hong Kong SFC License Details (ID 94925)

Personnel Hong Kong SFC License Details (ID 94925)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Telecom King Securities Limited	Rep	Dealing in futures contracts	2018-11-01	2020-11-17
	Rep	Dealing in securities	2018-11-01	2020-11-17
	Rep	Dealing in futures contracts	2014-11-21	2017-09-04
	Rep	Dealing in securities	2014-11-21	2017-09-04
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-12-03	2012-09-28
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2010-09-22	2012-09-28
Boom Securities (H.K.) Limited	Rep	Providing automated trading services	2008-08-07	2010-04-30
	Rep	Dealing in securities	2008-08-07	2010-04-30
Win Securities Limited	Rep	Providing automated trading services	2008-08-07	2010-04-30
	Rep	Dealing in securities	2008-08-07	2010-04-30