| KGI ASIA LIMITED | Rep | Dealing in securities | 2020-09-25 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-09-25 | - |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-04-10 | 2020-09-18 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2017-04-10 | 2020-09-18 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-04-10 | 2020-09-18 |
| EXCELLENT TIDE SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-28 | 2017-03-30 |
| RO | Dealing in securities | 2016-10-11 | 2017-03-28 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-12-03 | 2016-10-11 |
| SCTRADE.COM LIMITED | Rep | Advising on securities | 2003-04-01 | 2004-02-09 |
| Rep | Asset management | 2003-04-01 | 2004-02-09 |
| Rep | Dealing in securities | 2003-04-01 | 2004-02-09 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-18 |
| Rep | Asset management | 2003-04-01 | 2004-02-18 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2016-10-11 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-18 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-18 |
| Rep | Asset management | 2003-04-01 | 2004-02-18 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-18 |
| Rep | Dealing in securities | 2003-04-01 | 2016-10-11 |