Personnel Hong Kong SFC License Details (ID 94931)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HOORAY SECURITIES LIMITED	RO	Dealing in securities	2023-02-15	-
	Rep	Dealing in securities	2015-02-17	2023-02-15
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2015-01-26	2015-02-04
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2015-01-26	2015-02-04
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2011-08-10	2013-12-31
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2011-08-10	2013-12-31
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2011-01-14	2011-07-26
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-10-07	2011-07-26
Mirae Asset Securities (HK) Limited	Rep	Dealing in securities	2007-08-02	2010-08-10
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-03-20	2007-07-07
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-03-20	2007-07-07
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2004-04-19	2006-11-18
	Rep	Advising on futures contracts	2003-04-01	2003-06-11
	Rep	Asset management	2003-04-01	2003-06-11
	Rep	Dealing in futures contracts	2003-04-01	2006-11-18
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-11
	Rep	Advising on securities	2003-04-01	2003-06-11
	Rep	Asset management	2003-04-01	2003-06-11
	Rep	Providing automated trading services	2003-04-01	2003-06-11
	Rep	Dealing in securities	2003-04-01	2006-11-18