| South China Investment Management Limited | Rep | Asset management | 2019-09-13 | 2022-04-28 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-04-11 | - |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-11 | - |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2006-04-02 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-06 | 2006-04-02 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-06 | 2006-04-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-29 | 2004-07-26 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-09-02 |
| Rep | Asset management | 2003-04-01 | 2003-09-02 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-07-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-02 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-02 |
| Rep | Asset management | 2003-04-01 | 2003-09-02 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Dealing in securities | 2003-04-01 | 2004-07-26 |