| Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2024-06-25 | - |
| Rep | Dealing in securities | 2024-06-25 | - |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2018-10-26 | 2021-06-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-26 | 2021-06-15 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2011-10-04 | 2015-09-29 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-08-22 | 2015-09-29 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-22 | 2015-09-29 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-11-09 | 2011-08-10 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-09 | 2011-08-10 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-12-24 | 2010-10-22 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-12-24 | 2010-10-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-12-24 | 2010-10-22 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-07-14 | 2009-10-28 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-14 | 2009-10-28 |
| Rep | Leveraged foreign exchange trading | 2009-07-14 | 2009-10-28 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-09-20 | 2008-09-03 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-09-20 | 2008-09-03 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-03-21 | 2007-08-31 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-03-21 | 2007-08-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-03-21 | 2007-08-31 |