| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| MASTER TRADEMORE SECURITIES LIMITED | RO | Dealing in securities | 2025-08-04 | - |
| Rep | Dealing in securities | 2025-07-18 | 2025-08-04 | |
| VANTAGE ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2024-03-13 | 2025-07-07 |
| Rep | Asset management | 2024-01-12 | 2024-03-13 | |
| Oshidori Securities Limited | RO | Advising on securities | 2023-06-12 | 2023-09-15 |
| WIN WIND FINANCE LIMITED | RO | Securities margin financing | 2022-04-14 | 2023-09-18 |
| Oshidori Securities Limited | RO | Asset management | 2021-03-15 | 2023-09-15 |
| RO | Dealing in futures contracts | 2019-05-07 | 2023-09-15 | |
| Rep | Advising on securities | 2017-01-26 | 2023-06-12 | |
| RO | Dealing in securities | 2017-01-26 | 2023-09-15 | |
| KCG SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2016-07-08 | 2016-09-06 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-10-19 | 2015-12-18 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-19 | 2015-12-18 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-03-31 | 2015-09-16 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-03-31 | 2015-09-16 |
| TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2013-08-19 | 2015-02-09 |
| Rep | Dealing in securities | 2013-08-19 | 2015-02-09 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-07-11 | 2013-08-05 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-11 | 2013-08-05 |
No HKMA registrations in the collected records.