Personnel Hong Kong SFC License Details (ID 94951)

Personnel Hong Kong SFC License Details (ID 94951)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-04-09	2015-10-17
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2014-04-09	2015-10-17
South China Forex Limited	Rep	Leveraged foreign exchange trading	2011-02-24	2013-12-31
SOUTH CHINA COMMODITIES LIMITED	Rep	Advising on futures contracts	-	2004-01-12
	Rep	Asset management	-	2004-01-12
	Rep	Dealing in futures contracts	-	2013-12-31
SOUTH CHINA SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-12
	Rep	Advising on securities	-	2004-01-12
	Rep	Asset management	-	2004-01-12
	Rep	Providing automated trading services	-	2004-01-12
	Rep	Dealing in securities	-	2013-12-31