Personnel Hong Kong SFC License Details (ID 94952)

Personnel Hong Kong SFC License Details (ID 94952)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TIGER BROKERS (HK) GLOBAL LIMITED	Rep	Asset management	2025-01-13	-
	RO	Advising on futures contracts	2022-08-24	-
	RO	Advising on securities	2022-08-24	-
	RO	Dealing in futures contracts	2018-07-11	-
	RO	Dealing in securities	2018-07-11	-
CSC FUTURES (HK) LIMITED	Rep	Dealing in securities	2017-07-17	2018-07-07
	Rep	Dealing in futures contracts	2015-07-10	2018-07-07
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2015-07-10	2018-07-07
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2012-03-19	2015-06-30
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2012-03-19	2015-06-30
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2010-11-09	2012-02-27
South China Forex Limited	Rep	Leveraged foreign exchange trading	2010-06-21	2012-02-27
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-07-29	2012-02-27
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-05-28	2009-07-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-04-29	2009-07-11