Personnel Hong Kong SFC License Details (ID 94955)

Personnel Hong Kong SFC License Details (ID 94955)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KCG SECURITIES ASIA LIMITED	RO	Dealing in futures contracts	2016-07-08	2016-12-01
	RO	Advising on securities	2015-05-28	2017-01-01
	RO	Dealing in securities	2015-04-02	2017-01-01
	Rep	Dealing in securities	2015-03-02	2015-04-02
TFI Securities and Futures Limited	RO	Dealing in futures contracts	2013-05-14	2014-12-24
	RO	Dealing in securities	2013-05-14	2014-12-24
South China Forex Limited	Rep	Leveraged foreign exchange trading	2010-08-03	2012-09-26
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-02-21	2012-09-26
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2008-02-21	2012-09-26
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-12-03	2008-01-28
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2007-12-03	2008-01-28