| CASH Wealth Management Limited | RO | Advising on securities | 2024-07-15 | 2024-10-31 |
| RO | Asset management | 2024-07-15 | 2024-10-31 |
| CELESTIAL COMMODITIES LIMITED | RO | Dealing in futures contracts | 2024-07-15 | 2024-10-31 |
| CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2024-07-15 | 2024-10-31 |
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2021-12-07 | 2022-05-31 |
| RO | Asset management | 2021-12-07 | 2022-05-31 |
| RO | Dealing in securities | 2021-12-07 | 2022-05-31 |
| Towering Securities Limited | RO | Advising on securities | 2017-11-01 | 2021-02-28 |
| RO | Asset management | 2017-11-01 | 2021-02-28 |
| RO | Dealing in securities | 2017-11-01 | 2021-02-28 |
| SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2016-12-02 | 2017-05-31 |
| South China Investment Management Limited | RO | Asset management | 2016-11-09 | 2017-05-31 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | Asset management | 2015-01-02 | 2016-11-09 |
| Rep | Asset management | 2014-11-03 | 2015-01-02 |
| SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-11-03 | 2015-10-05 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2013-03-28 | 2017-05-31 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-07-09 | 2017-05-31 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-09 | 2016-12-02 |
| Rep | Dealing in securities | 2003-11-20 | 2004-11-20 |