Personnel SFC Licences and HKMA Registrations (ID 94968)

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Winco Securities Company Limited	Rep	Dealing in securities	2026-06-15	-
OnePlatform Securities Limited	RO	Advising on securities	2021-08-24	2022-01-17
	RO	Dealing in securities	2021-08-24	2022-01-17
	RO	Dealing in securities	2019-08-30	2021-03-13
	Rep	Dealing in securities	2019-06-17	2019-08-30
	Rep	Advising on securities	2019-06-17	2021-03-13
MIB FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2019-01-25	2019-04-26
	Rep	Dealing in futures contracts	2018-07-09	2019-01-25
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-07-09	2019-04-26
	Rep	Dealing in securities	2018-07-09	2019-04-26
ADS Securities Hong Kong Limited	Rep	Advising on securities	2018-01-02	2018-06-25
	RO	Dealing in futures contracts	2017-11-14	2018-06-25
	Rep	Dealing in futures contracts	2017-09-27	2017-11-14
	Rep	Dealing in securities	2017-09-27	2018-06-25
	Rep	Leveraged foreign exchange trading	2017-09-27	2018-06-25
Hao Tian International Futures Limited	RO	Dealing in futures contracts	2016-12-30	2017-06-05
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2012-09-18	2016-04-17
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2012-09-18	2016-04-17
	Rep	Leveraged foreign exchange trading	2012-09-18	2016-04-17
South China Forex Limited	Rep	Leveraged foreign exchange trading	2010-06-23	2012-06-26
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-02-16	2012-06-26
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2003-09-09	2012-06-26
SCTRADE.COM LIMITED	Rep	Advising on securities	2003-04-01	2003-08-04
	Rep	Asset management	2003-04-01	2003-08-04
	Rep	Dealing in securities	2003-04-01	2004-02-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.