Personnel Hong Kong SFC License Details (ID 94971)

Personnel Hong Kong SFC License Details (ID 94971)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Admiralty Harbour Capital Limited	RO	Dealing in securities	2017-01-11	2017-07-11
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-07-30	2014-03-31
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2010-07-30	2014-03-31
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-07-08	2008-12-01
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2004-07-08	2008-12-01
JW CAPITAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-06-17
	Rep	Advising on securities	-	2004-06-17
	Rep	Asset management	-	2004-06-17