| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2016-03-03 | 2018-09-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2016-03-03 | 2018-09-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-01-09 | 2015-11-05 |
| Rep | Leveraged foreign exchange trading | 2013-01-09 | 2015-11-05 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-06-29 | 2012-11-19 |
| Rep | Leveraged foreign exchange trading | 2012-06-29 | 2012-11-19 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2011-06-17 | 2012-06-15 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-17 | 2012-06-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-02-01 | 2011-06-08 |
| Rep | Leveraged foreign exchange trading | 2010-02-01 | 2011-06-08 |