| CA Premium International (HK) Limited | RO | Leveraged foreign exchange trading | 2021-09-06 | 2021-12-17 |
| RO | Leveraged foreign exchange trading | 2019-09-09 | 2021-02-02 |
| South China Forex Limited | RO | Leveraged foreign exchange trading | 2013-11-22 | 2017-07-05 |
| Rep | Leveraged foreign exchange trading | 2013-07-02 | 2013-11-22 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-02 | 2017-07-05 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2013-03-14 | 2013-06-05 |
| Rep | Leveraged foreign exchange trading | 2013-03-14 | 2013-06-05 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-06-21 | 2012-12-12 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-15 | 2012-12-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-05-24 | 2009-10-01 |
| Rep | Leveraged foreign exchange trading | 2004-05-24 | 2009-10-01 |