Personnel Hong Kong SFC License Details (ID 94984)

Personnel Hong Kong SFC License Details (ID 94984)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Solo Asset Management Limited	Rep	Advising on futures contracts	2018-08-06	-
Solo Futures Limited	Rep	Dealing in futures contracts	2017-10-16	-
Hao Tian International Futures Limited	Rep	Dealing in futures contracts	2017-07-13	2017-09-14
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	2017-07-04
	Rep	Leveraged foreign exchange trading	2017-02-13	2017-07-04
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2016-05-13	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Leveraged foreign exchange trading	2012-07-16	2017-02-12
South China Forex Limited	Rep	Leveraged foreign exchange trading	2011-06-21	2012-06-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2008-02-06	2011-06-07
	Rep	Leveraged foreign exchange trading	2005-09-01	2007-07-14
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2005-08-25