Personnel Hong Kong SFC License Details (ID 94986)

Personnel Hong Kong SFC License Details (ID 94986)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2014-09-26	2019-03-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-09-26	2019-03-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2013-12-19	2014-08-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-12-19	2014-08-31
SOUTH CHINA RESEARCH LIMITED	RO	Advising on securities	2010-06-03	2012-09-18
	Rep	Advising on securities	2009-11-02	2010-06-03
RHB SECURITIES HONG KONG LIMITED	RO	Advising on securities	2008-12-31	2009-02-19
	Rep	Advising on securities	2008-11-07	2008-12-31
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Advising on securities	2008-02-15	2008-10-29
	Rep	Advising on securities	2007-12-04	2008-02-15
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2006-11-28	2007-12-01
	RO	Advising on securities	2006-05-22	2006-11-22
	Rep	Advising on securities	2004-02-05	2006-05-22