Personnel Hong Kong SFC License Details (ID 94987)

Personnel Hong Kong SFC License Details (ID 94987)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED	RO	Advising on securities	2017-08-15	2021-12-31
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2016-07-11	2021-12-31
HUAJIN RESEARCH (INTERNATIONAL) LIMITED	RO	Advising on securities	2016-06-13	2024-06-17
	Rep	Advising on securities	2016-04-25	2016-06-13
SOUTH CHINA RESEARCH LIMITED	RO	Advising on securities	2015-11-16	2016-04-11
	Rep	Advising on securities	2010-02-18	2015-11-16
Mirae Asset Securities (HK) Limited	Rep	Advising on securities	2007-10-10	2010-01-12
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2005-12-19	2007-08-06