Personnel Hong Kong SFC License Details (ID 94988)

Personnel Hong Kong SFC License Details (ID 94988)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARTWELL CAPITAL LIMITED (HK)	Rep	Asset management	2020-12-28	2021-10-04
	Rep	Advising on securities	2020-11-26	2021-10-04
Dongxing Securities (Hong Kong) Asset Management Company Limited	Rep	Advising on securities	2020-07-30	2020-09-30
Fosun International Securities Limited	Rep	Advising on securities	2020-04-07	2020-07-03
Jefferies Hong Kong Limited	Rep	Advising on securities	2018-05-11	2020-03-05
CMB International Securities Limited	Rep	Advising on securities	2016-10-24	2018-05-07
	Rep	Dealing in securities	2016-04-22	2017-02-20
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2015-04-27	2016-04-08
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2014-09-01	2015-04-01
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2010-03-29	2014-08-30