Personnel Hong Kong SFC License Details (ID 94993)

Personnel Hong Kong SFC License Details (ID 94993)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AA Investment Management Limited	RO	Advising on securities	2026-07-27	-
	RO	Asset management	2026-07-27	-
	RO	Dealing in securities	2026-07-27	-
Awaken Thunder Capital Limited	RO	Advising on securities	2023-10-03	2026-06-30
	RO	Asset management	2023-10-03	2026-06-30
	RO	Dealing in securities	2023-10-03	2026-06-30
Yieldful Securities Limited	RO	Dealing in securities	2019-01-23	2021-12-31
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2014-02-24	2019-01-22
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2010-06-18	2019-01-22