| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AA Investment Management Limited | RO | Advising on securities | 2026-07-27 | - |
| RO | Asset management | 2026-07-27 | - | |
| RO | Dealing in securities | 2026-07-27 | - | |
| Awaken Thunder Capital Limited | RO | Advising on securities | 2023-10-03 | 2026-06-30 |
| RO | Asset management | 2023-10-03 | 2026-06-30 | |
| RO | Dealing in securities | 2023-10-03 | 2026-06-30 | |
| Yieldful Securities Limited | RO | Dealing in securities | 2019-01-23 | 2021-12-31 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-02-24 | 2019-01-22 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-18 | 2019-01-22 |
No HKMA registrations in the collected records.